Wednesday, August 31, 2016

Pestka v. State


 Opinion handed down July 26, 2016


Timothy S. Pestka and Rudy M. Chavez (“Appellants”) appealed the Cole County Circuit Court’s decision denying their request to enjoin the enforcement of HB 150, which the Missouri General Assembly passed during the veto session in September 2015.[1]  Appellants contend that the senate lacked authority to override the governor’s veto during the session because the general assembly can only take up a bill in the September veto session if the governor returned the bill on or after the fifth day before the end of the regular legislative session.[2]  


I.  Facts and Holding
            On April 21, 2015, the Missouri General Assembly passed HB 150, a bill that changed Missouri’s unemployment benefits compensation statutes.[3]  On May 5, 2015, more than five days before the general assembly adjourned sine die, the governor vetoed the bill and the Missouri House of Representatives voted to override the governor’s veto.[4]  On May 15, 2015, the Missouri Senate then adjourned without taking any action to reconsider the bill or to override the governor’s veto.[5]  On September 16, 2015, the senate reconvened for a veto session on an unrelated bill, and in doing so, held a veto session for HB 150, pursuant to article III, section 32 of the Missouri Constitution.[6]  In this session, the senate voted to override the governor’s veto, and on October 16, 2015, most of the changes to the unemployment benefits compensation statutes described under the new bill went into effect.[7] 
            Appellants filed a declaratory judgment action to declare HB 150 unconstitutional and requested an injunction to prevent the bill from being enforced.[8]  Appellants argued that the senate’s September 2015 veto vote was untimely, as it was not done in accordance to the procedure set out in article III, section 32.[9]  They contended that this provision “reserves consideration of only those bills vetoed within five days of, or after, the regular legislative session’s adjournment during a September veto session.”[10]  Therefore, they argued “because HB 150 was vetoed prior to the last five days of the regular legislative session[,] . . . the senate has to vote to override the governor’s veto prior to the end of the regular legislative session for the veto to be valid.”[11]  In contrast, the state argued “the senate acted well within its plenary power, and HB 150 was enacted validly because article III, section 32 contains no language that limits or prohibits the senate from taking this action.”[12]
            The circuit court found for the state, holding that the senate’s September vote on the bill was not in violation of article III, section 32.[13]  In doing so, the court determined that this provision does not limit what bills can be considered during the veto session and determined that there is no requirement that a vetoed bill must be reconsidered before the end of the regular legislative session.[14]  Here, the Supreme Court of Missouri reversed the decision of the circuit court, holding that “the senate lacked authority to vote to override the governor’s veto during the September 2015 veto session because only bills returned by the governor on or after the fifth day before the end of the regular legislative session can be taken up during a September veto session for the veto to be valid.”[15] 
II. Legal Background
As adopted in the Missouri Constitution in 1945, article III, section 32 stated:
Every bill presented to the governor and returned with his objections shall stand as reconsidered in the house to which it is returned.  The objections of the governor shall be entered upon the journal and the house shall proceed at its convenience to consider the question pending, which shall be in this form: ‘Shall the bill pass, the objections of the governor thereto notwithstanding?’  The vote upon this question shall be taken by yeas and nays and if two-thirds of the elected members of the house vote in the affirmative the presiding officer of that house shall certify that fact on the roll, attesting the same by his signature, and send the bill with the objections of the governor to the other house, in which like proceedings shall be had in relation thereto.  The bill thus certified shall be deposited in the office of the secretary of state as an authentic act and shall become a law.[16]

In this initial version of the provision, any bill vetoed by the governor at any time could be reconsidered by the legislature without any temporal restrictions.[17]  However, in 1970, article III, section 32 was amended to enact different veto procedures depending on when the bill was vetoed and the year in which the governor’s veto took place.[18]  This amendment stripped the legislature of its power to reconsider bills at its convenience, while retaining the requirement that the bill must be sent to the other house for “like proceedings” following the initial vote.[19]
            Again in 1972, article III, section 32 was amended, this time to expand the window for reconsideration to include not only bills vetoed after adjournment, but also bills vetoed on or after the fifth day before the end of the regular legislative session.[20] 
            Finally, in 1988, article III, section 32 was amended to its present form, which states:
Every bill presented to the governor and returned with his objections shall stand as reconsidered in the house to which it is returned.  If the governor returns any bill with his objections on or after the fifth day before the last day upon which a session of the general assembly may consider bills, the general assembly shall automatically reconvene on the first Wednesday following the second Monday in September for a period not to exceed ten calendar days for the sole purpose of considering bills returned by the governor.  The objections of the governor shall be entered upon the journal and the house shall proceed to consider the question pending, which shall be in this form: ‘Shall the bill pass, the objections of the governor thereto notwithstanding?’  The vote upon this question shall be taken by yeas and nays and if two-thirds of the elected members of the house vote in the affirmative the presiding officer of that house shall certify that fact on the roll, attesting the same by his signature, and send the bill with the objections of the governor to the other house, in which like proceedings shall be had in relation thereto.  The bill thus certified shall be deposited in the office of the secretary of state as an authentic act and shall become a law.[21]

This amendment eliminated “the odd-even-numbered year distinction and the automatic convening of a September veto session each year after the governor vetoes bills on or after the fifth day before the last day of the regular legislative session.”[22]
III.  Instant Decision
            In the instant case, in reversing the circuit court’s decision, the Supreme Court of Missouri held that “the senate lacked authority to reconsider HB 150 during the September 2015 veto session.”[23]  The court further noted that “[t]he senate’s override of the governor’s veto of HB 150 was untimely, causing HB 150 not to be passed ‘the objections of the governor thereto notwithstanding.’”[24]  As such, HB 150 was not passed over the governor’s veto, and none of its provisions became law.[25]
            In reaching this conclusion, the court stressed that the plain language of article III, section 32 demonstrates that a veto session is not triggered unless and until a bill is returned by the governor on or after the fifth day before the end of the regular legislative session.[26]  Here, the amendments to article III, section 32 since 1945 demonstrate the intent to confine a September veto session to only late-vetoed bills.[27]  Further, there is no dispute that HB 150 was not a late-vetoed bill.[28]  Therefore, the senate had two days before the end of the regular legislative session to act after the house of representatives vetoed the bill.[29]
            The court also noted that if the veto session’s scope is not confined to late-vetoed bills, then “the legislature could ostensibly address any vetoed bills during the General Assembly’s entire session or during the governor’s term in office, which could span several years.”[30]
            This was not a unanimous decision, however, as Judge Mary R. Russell filed a dissenting opinion, stating that “HB 150 is valid and enforceable because the General Assembly followed the procedures required by the Missouri Constitution for passing a bill over the governor’s objections.”[31]  Judge Russell believed the majority opinion read into the text of article III, section 32 limitations on the plenary power of the legislature that are not within the actual language of the section.[32]  Further, she stated that the majority’s “reading departs from settled precedent of this Court construing constitutional provisions in favor of the plenary power of the legislature and upholding legislative acts unless they clearly and undoubtedly violate constitutional limitations.”[33]
IV.  Comment
            In interpreting this constitutional provision, the court looked to the people’s intent, through their subsequent ratifications of amendments to this provision over the years.  In doing so, the court determined that the citizens of Missouri wished to restrict the legislature’s power regarding which bills it can reconsider and when the reconsideration can occur.  As such, the court believed that the subsequent amendments enacted by the people of Missouri have made a clear distinction between regular bills returned by the governor and late-vetoed bills.
            While perhaps not as clear a distinction as the court leads us to believe it is in its decisive opinion, it does appear a distinction was contemplated through the legislative history of the constitutional provision.  In comparing the first draft of the bill with its form today, it becomes apparent that the provision has been revised to incorporate temporal restrictions for the general assembly in overriding a governor’s veto of a bill.  As such, the distinction between regularly vetoed bills and late-vetoed bills becomes one of significant importance if the legislature fails to follow the proper procedures, as demonstrated here.
            Although the dissent argues the majority reads into the provision restrictions that are not there, and that the majority improperly restricts the legislature’s plenary power, the majority explains that there is not a single prior instance in which the legislature has attempted to override the governor’s veto as they tried to do here. As such, the legislature does not appear to possess any apparent clear-cut plenary power, as the dissent argues it has.  Therefore, it seems the majority made a logical and well-reasoned interpretation of article III, section 32 of the Missouri Constitution in reversing the circuit court’s decision.

- Ethan  Duckworth 



[1] Pestka v. State, No. SC 95369, 2016 WL 4036758, at *1 (Mo. July 26, 2016).
[2] Id.
[3] Id.
[4] Id.
[5] Id.
[6] Id.
[7] Id.
[8] Id.
[9] Id.
[10] Id. at *2.
[11] Id.
[12] Id.
[13] Id. at *1.
[14] Id.
[15] Id.
[16] Mo. Const. art. III, § 32 (amended 1970). 
[17] Id.; see also Pestka, 2016 WL 4036758, at *3.
[18] Mo. Const. art. III, § 32 (amended 1972). 
[19] Id.; see also Pestka, 2016 WL 4036758, at *3.
[20] Mo. Const. art. III, § 32 (amended 1988). 
[21] Mo. Const. art. III, § 32.
[22] Pestka, 2016 WL 4036758, at *4.
[23] Id. at *6.
[24] Id.
[25] Id.
[26] Id. at *5.
[27] Id.
[28] Id. at *6.
[29] Id.
[30] Id.
[31] Id. at *7 (Russell, J., dissenting).
[32] Id.
[33] Id.